Washington Supreme Court Reaffirms Courthouse Door as Bright-line in Public Records Act Application

In a 9-0 decision, the Washington Supreme Court upheld rejection of a public records request for court records in a court’s possession, once again reaffirming long-standing case law. The decision in Yakima County v. Yakima Herald-Republic, Case No. 82229-8 (January 13, 2010) also remanded the case for potential disclosure of similar records held outside of the court by other agencies.

The Yakima Herald-Republic filed public records requests regarding funding the defense of two indigent criminals charged with first-degree murder. The newspaper made its requests to both the Yakima County Superior Court and several outside agencies who had involvement with paying the defense expenses . These requests were made after the newspaper had sought to have the court provide the records, which the case judges had “sealed,” preventing disclosure of documents under the court administrative rules.

Washington courts have, since at least 1986, repeatedly rejected argument that courts are “agencies” subject to Washington’s Public Records Act, Chapter 42.56 RCW. See, Nast v. Michels, 107 Wn.2d 300, 730 P.2d 54 (1986). The newspaper tried to distinguish the Yakima case from the Court’s precedent by arguing that financial aspects of the case were merely administrative. While this argument would seem to be unremarkable, the newspaper urged that the defendants had two judges assigned, one to handle the financial matters and one to try the case. Because the financial matters were separate from the actual court proceedings, the financial documents should be disclosed.. (Many states, including Washington, require attorneys for indigent defendants to obtain court authorization for investigation and expert witness costs.)

The newspaper also called the judicial approval of indigent defense expenditures “curious,” but the Court succinctly rejected the newspaper’s public records argument as “without merit.” The Court went on to note that judicial approval of defense funding is provided for in both the federal and Washington rules on criminal procedure; dividing judicial responsibilities in potential capital cases is common (even required in California); and, indigent defense funding is still a judicial issue even if handled by a second judge.

For court documents that had been provided to outside agencies, the Court ruled that the Public Records Act applies and that the agencies should have complied with the PRA. The Supreme Court ordered that the trial court would first need to review the materials in question to determine if the trial court had forwarded the documents to the outside agencies with a protective order or other instructions “sufficient to retain their character as judicial documents” or if a PRA exemption to disclosure applies. These outside agencies may be subject to the PRA daily penalties (for delay in disclosing records) if the trial court finds they were not protected by court order and should have been disclosed.
 

Washington Supreme Court Again Rules in Favor of Document Release

In a unanimous decision, the Washington Supreme Court again came down in favor of expansive public records disclosure and narrow reading of exemptions from disclosure, this time in the realm of investigation records during pending criminal trials. Among the public records at issue in Seattle Times Co., et al. v. Serko & Chushcoff, et al., Case No. 84691-0 (Nov. 18, 2010) were materials gathered during the Pierce County Sheriff’s Office investigation of the Maurice Clemmons police killings. In 2009, Clemmons shot and killed four Lakewood police officers, then evaded law enforcement with assistance from his friends and family before being killed himself by a Seattle police officer. Soon after, criminal proceedings began against Clemmons’ alleged accomplices.

The Seattle Times and others requested records related to the Clemmons investigation from the Sheriff, which he intended to release. The criminal defendants sought to stop the Sheriff from producing “any and all” records responsive to the requests, claiming the records were exempt “because their production would impair their right to a fair trial.” More specifically, the defendants argued that release of the materials would result in media coverage that could taint the future jury pool. Ruling for the defendants, the trial court relied on RCW 42.56.540, which allows the superior courts to enjoin disclosure of a public record if doing so “would clearly not be in the public interest and would substantially and irreparably damage any person… or vital government functions.”

The Supreme Court, however, vacated the trial court’s order and reaffirmed its previous holding that RCW 42.56.540 is a procedural provision allowing for injunctive relief to enforce records release exemptions, but does not otherwise provide any specific exemption. See Progressive Animal Welfare Soc'y v. Univ. of Wash., 125 Wn.2d 243, 257, 884 P.2d 592 (1994). The Court allowed that fair trial rights may sometimes be a basis for suppressing records, but that in this context the withholding must be analyzed like any other precautionary measure aimed at issues regarding pre-trial publicity, e.g. change of venue or a gag order. But the defendants had to show a probability of unfairness or prejudice from pre-trial publicity. And then the trial court would need to inquire into other alternatives to suppression and “find with particularity” that it is more probable than not that unfairness or prejudice would result from disclosure. The trial court’s order here was not particular regarding resulting unfairness or prejudice and did not consider alternatives, so the Court found the order suppressing records had no proper basis.

Beyond this main holding, the Court discussed several other public records issues:

  • Writs of mandamus remain a proper tool for third parties seeking disclosure of information related to a criminal trial because intervention is unavailable. But the Court acknowledges that Washington’s rule may be out of step with other states that allow direct third-party intervention in criminal cases for the purpose of information gathering.
  • The Court rejected the criminal defendants’ theories that the work-product privilege extends from the prosecutor’s office (from which records were not requested) to the law enforcement agency (from which records were requested). Police are not merely the investigatory arm of the prosecutor. Work-product only includes material prepared by the attorney, not prepared on behalf of the attorney.
  • The PRA exemption for law enforcement investigative records exemption, RCW 42.56.240, has limited application, generally covering only the time before a suspect has been arrested and the matter has been referred to the prosecutor.
     

Court of Appeals Permits Newspaper to Obtain Sealed Attorney Billing Records in a Closed Criminal Case

In State v. Mendez, ___ Wn. App. ___ , 2010 WL 3259347 (August 19, 2010). The Yakima Herald sought as public records the sealed attorney billing records for public defenders in two related criminal cases, State v. Sanchez and State v. Mendez. The trial court denied both requests, but suggested a motion to unseal pursuant to GR 15 in Mendez because that case is closed. (The Sanchez public records case was argued to the Washington Supreme Court on March 9, 2010.)

The Mendez court held that GR 15 and the State constitutional command that justice be administered openly and permitted the newspaper to intervene and granted the newspaper’s motion to unseal the billing records of public defenders in a closed criminal case. But in doing so, the court carefully distinguished ongoing criminal cases, in which the right to a fair trial and the right to counsel may be impacted by releasing the billing time and expense records of a criminal defendant.

In releasing the billing records, however, the Court of Appeals did affirm the trial court’s redaction of time descriptions tending to reveal communications between the defendant and his appointed counsel (attorney client privilege) and those describing discovery and contacts with witnesses, and other attorney work product materials.